About Nancy Fallon-Houle

Nancy has 21 years of experience as a corporate lawyer, transactional lawyer, and securities lawyer, and in acting as a business and legal advisor to business clients. Her experience includes 12 years at the large, national law firm of Katten Muchin & Zavis (Chicago office), where she acted as issuer’s counsel in securities offering transactions and exemptions, public and private, for large and small clients.

Industries were many and varied and included technology, service providers, light manufacturing, and physician practices, as well as securities funds, hedge funds, commodity funds, and real estate funds. In addition, she acted as the firm’s national expert in Blue Sky law and Regulation D matters, both as underwriter’s counsel and as issuer’s counsel, in public offerings listed on the NASDAQ National Market, private placements, mergers & acquisitions, employee stock plans, and health care entities.