Kevin Duffy Jr

Duffy & Staab LLC

(203) 531-3300

444 Madison Avenue, 18th Floor
New York City, New York 10022


About Kevin Duffy Jr

Mr. Duffy has over 20 years’ experience as a litigator in state and federal courts, and has served as in house counsel in for several financial institutions.

He has extensive experience in corporate (including formations and capital raising), securities and commodities regulatory work, bankruptcy (including foreclosure matters), criminal and employment (including immigration) matters. Mr. Duffy has also handled hundreds of Financial Industry Regulatory Authority (“FINRA”) arbitrations and has tried nearly 50 such matters to decision.

Mr. Duffy served as an enforcement attorney and litigator for the United States Securities and Exchange Commission, Division of Enforcement, New York City. Mr. Duffy has been a litigation and regulatory attorney with Merrill Lynch and has served as the General Counsel or Chief Compliance Officer of several large private fund complexes. He has served a panel member for the NYSE Disciplinary Board.

Mr. Duffy clerked for the Honorable Stanley Sporkin of the United States District Court for the District of Columbia and for the Criminal Court of the City of New York.

Mr. Duffy obtained his Juris Doctorate degree from Fordham University School of Law in 1991.

Mr. Duffy is admitted to practice law in New York and Connecticut.

Practice Areas

  • Litigation
  • Whether through litigation, arbitration, mediation or negotiation, we have the ability to lead your dispute to a successful conclusion.

  • Employment and FLSA
  • Duffy & Staab represents employees who have been wrongfully terminated, denied their contractual rights or other workplace rights.

  • Real Estate
  • Our real estate attorneys provide skillful representation in real estate transactions throughout New York, New Jersey, and Connecticut.

  • Criminal Defense
  • Duffy & Staab provides highly skilled representation in complex criminal cases involving fraud, conspiracy or federal drug charges.

  • Securities Arbitration
  • Duffy & Staab represents private investment funds and advisors in all aspects of their activities.

  • Corporate Law
  • Our experienced lawyers bring their specific knowledge to meet your needs and help you achieve your overall business objectives.

  • Family Law
  • Duffy & Staab handles all matters relating to child custody, child support, spousal support, property division and prenuptial agreements.

  • Bankruptcy and Foreclosure
  • At Duffy & Staab, we provide bankruptcy, debt settlement, debt consolidation, real estate, and income tax debt resolution services.

Awards

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Contact Kevin Duffy Jr

(203) 531-3300

444 Madison Avenue, 18th Floor
New York City, New York 10022

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