About Mark Maddox

Mark E. Maddox is the founder of Maddox Hargett & Caruso, P.C. where he concentrates his practice in securities law. Since the firm’s founding in 1991, Mr. Maddox has represented hundreds of investors in legal disputes with stockbrokers and their brokerage firms.

From 1989 to 1991, Mr. Maddox served as the Securities Commissioner for the State of Indiana, eventually becoming the Chairperson of the International Enforcement Committee of the North American Securities Administrators Association. During his tenure as Indiana Securities Commissioner, Mr. Maddox also served on the Indiana Governor’s Initiative on Economic Development Policy Panel.

In 1991, Mr. Maddox left his employment with the State of Indiana and opened a private practice to represent investors in securities arbitration, litigation and regulation. Today the law firm Maddox founded, Maddox Hargett & Caruso, P.C., is one of the country’s largest and most active firms representing aggrieved investors.

In October 2013, Mark Maddox received the “Distinguished Service Award” from the Public Investors Arbitration Bar Association (PIABA) for his “outstanding long-term and sustained service to promote the interests of public investors” in matters involving securities and commodities arbitration.